Overview

Custodian actions may be utilized by different parties depending on the requirements of their integration with the Vertalo platform. For instance, registered/qualified custodians may need to interact with an issuer’s cap tables in order to request the transfer of holdings from an investor into an omnibus account in the name of the custodian. The same applies for registered/qualified BD/ATS’s where the BD/ATS is permitted to hold an investor’s securities in street-name for the purpose of trading.

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